-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KgEnu8elyyNsJexGCrlTpA5di0ECbuTU+B8U7cZVZpDmQSRlToR7KdbJy49pwFuv nI/1WJ6/kjwfEInOWOdrPA== 0001021408-02-002017.txt : 20020414 0001021408-02-002017.hdr.sgml : 20020414 ACCESSION NUMBER: 0001021408-02-002017 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43584 FILM NUMBER: 02540240 BUSINESS ADDRESS: STREET 1: 5885 LANDERBROOK DRIVE STREET 2: SUITE 150 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 4407531490 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOLMES ARTHUR S CENTRAL INDEX KEY: 0000900395 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 35555 CURTIS BLVD CITY: EASTLAKE STATE: OH ZIP: 44059 BUSINESS PHONE: 2169462525 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT #9 SCHEDULE 13G AMENDMENT #9

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549


________________

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 9 )*

Chart Industries, Inc.

(Name of Issuer)

Common Stock, $.01 par value per share

(Title of Class of Securities)

16115Q 10 0

(CUSIP Number)


________________

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o   Rule 13d-1(b)

o   Rule 13d-1(c)

x   Rule 13d-1(d)

 

 

*    The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

     The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

  
    CUSIP No. 16115Q 10 0
      13G
Page 2 of 5 Pages     
 
   
      1 NAME OF REPORTING PERSONS
  I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
       
       
  Arthur S. Holmes    
      2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*      (a) o
         (b) o
       
      3 SEC USE ONLY    
       
       
      4 CITIZENSHIP OR PLACE OF ORGANIZATION
       
       
  United States    
NUMBER OF 5 SOLE VOTING POWER
SHARES  
BENEFICIALLY   3,842,809
OWNED BY EACH
REPORTING 6 SHARED VOTING POWER
PERSON  
WITH   3,684,772
 
    7 SOLE DISPOSITIVE POWER
       
      3,842,809
   
    8 SHARED DISPOSITIVE POWER
       
      3,684,772
      9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
  REPORTING PERSON                                      
  7,527,581    
   10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
  CERTAIN SHARES*
o
  
       
   11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
       
  30.3%    
   12 TYPE OF REPORTING PERSON*
       
  IN    
       
*SEE INSTRUCTIONS BEFORE FILLING OUT!

CHART INDUSTRIES, INC.

Schedule 13G of Arthur S. Holmes

 

Item 1(a). Name of Issuer:
   
  Chart Industries, Inc.
   
Item 1(b). Address of Issuer’s Principal Executive Offices:
   
  5885 Landerbrook Drive, Suite 150, Mayfield Heights, OH 44124
   
Item 2(a). Name of Person Filing:
   
  Arthur S. Holmes
   
Item 2(b). Address of Principal Business Office or, if None, Residence:
   
  5885 Landerbrook Drive, Suite 150, Mayfield Heights, OH 44124
   
Item 2(c). Citizenship:
   
  United States
   
Item 2(d). Title of Class of Securities:
   
  Common Stock, $.01 par value per share
   
Item 2(e). CUSIP Number:
   
  16115Q 10 0
   
Item 3.  
  Not Applicable
   
   
   
Page 3 of 5 pages

Item 4. Ownership.
   
(a)      Amount beneficially owned:
7,527,581 shares of Common Stock
   
(b)      Percentage of class:
30.3%
   
(c)      Number of shares as to which such person has:
(i)  Sole power to vote or direct the vote: 3,842,809
(ii)  Shared power to vote or direct the vote: 3,684,772
(iii) Sole power to dispose or direct the disposition of: 3,842,809
(iv)  Shared power to dispose or direct the disposition of: 3,684,772
   
                             NOTE:  On December 23, 1993, Arthur S. Holmes transferred the shares of Common Stock listed pursuant to Item 4(c)(ii) and (iv) above to the Christine H. Holmes Trust, Christine H. Holmes, Trustee. Christine H. Holmes is the spouse of Arthur S. Holmes.
   
Item 5. Ownership of Five Percent or Less of a Class.
   
  Not Applicable
   
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
   
  The information set forth in the note to Item 4 (“Ownership”) of this Schedule 13G
is incorporated herein by reference.
   
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
   
  Not Applicable
   
Item 8. Identification and Classification of Members of the Group.
   
  Not Applicable
   
Item 9. Notice of Dissolution of Group.
   
  Not Applicable
   
Item 10. Certifications.
   
  Not Applicable
   
   
   
Page 4 of 5 pages

SIGNATURE

             After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

   
  February 13, 2002
 
  (Date)
   
   
  /s/ Arthur S. Holmes
 
  (Signature)
   
   
  Arthur S. Holmes
 
  (Name)

 

 

 

 

Page 5 of 5 pages

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